Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Seth Kundrot

  IRN SXK01371

  • CF30 Customer (8 Apr 2019 to 30 May 2019)
  • CF1 Director (AR) (26 Mar 2019 to 30 May 2019)
• Sethu Palaniappan

  IRN SXP03010

  • CF1 Director (AR) (21 Mar 2018 to 30 Jan 2019)
• Shahil Kotecha

  IRN SXK02890

  • CF1 Director (AR) (22 Aug 2017 to 5 Jul 2019)
• Shailash Sanghrajka

  IRN SXS03839

  • CF1 Director (AR) (13 May 2015 to 16 Nov 2015)
  • CF30 Customer (13 May 2015 to 16 Nov 2015)
• Shane Roger Kelly

  IRN SXK46267

  • CF30 Customer (19 Jun 2020 to 17 May 2023)
  • CF1 Director (AR) (19 Jun 2020 to 17 May 2023)
• Shantanu Gangwar

  IRN SXG00463

  • CF30 Customer (28 Apr 2022 to 4 Apr 2025)
• Shashi Tiwari

  IRN SXT01523

  • CF4 Partner (AR) (2 Oct 2012 to 15 Apr 2013)
  • CF30 Customer (24 Apr 2012 to 15 Apr 2013)
• Shaun David Carl Lynn

  IRN SDL01022

  • CF30 Customer (since 15 Mar 2024)
  • CF1 Director (AR) (since 15 Mar 2024)
• Shawn William Cooper

  IRN SXC01873

  • CF30 Customer (5 May 2015 to 24 Oct 2017)
  • CF1 Director (AR) (5 May 2015 to 24 Oct 2017)
• Sheriden Lee Davy

  IRN SLD01028

  • SMF16 Compliance Oversight (21 Jun 2024 to 5 Sep 2024)

• Stone Cube Capital Limited (no longer appointed)

  FRN 659807 · Appointed 13 Aug 2015 · Until 12 Apr 2016

• 24 Haymarket Limited (no longer appointed)

  FRN 713809 · Appointed 13 Aug 2015 · Until 30 Oct 2019

• Gresham House Asset Management Limited (no longer appointed)

  FRN 712975 · Appointed 5 Aug 2015 · Until 6 Nov 2015

• Scaevola Financial Ltd (no longer appointed)

  FRN 712033 · Appointed 29 Jul 2015 · Until 1 Mar 2016

• Sandown Capital Partners LLP (no longer appointed)

  FRN 710914 · Appointed 21 Jul 2015 · Until 18 Jan 2016

• Crowd With Us Limited (no longer appointed)

  FRN 707804 · Appointed 23 Jun 2015 · Until 22 Sep 2016

• Anthemis Capital Managers Limited (no longer appointed)

  FRN 707177 · Appointed 18 Jun 2015 · Until 16 Jun 2016

• Backed LLP (no longer appointed)

  FRN 705457 · Appointed 4 Jun 2015 · Until 18 Jun 2021

• Highgate Capital Management LLP (no longer appointed)

  FRN 704338 · Appointed 1 Jun 2015 · Until 1 Apr 2016

• Atlas Merchant Capital Holdings UK Limited (no longer appointed)

  FRN 698276 · Appointed 22 May 2015 · Until 1 Feb 2022

No changes recorded yet.