Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (8 Apr 2019 to 30 May 2019)
    • CF1 Director (AR) (26 Mar 2019 to 30 May 2019)
  • Arma Partners LLP (no longer approved here)

    FRN 454270

    • CF30 Customer (30 Nov 2011 to 9 Jul 2014)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Dec 2009 to 31 Oct 2011)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 27 Apr 2009)
    • CF23 Corporate Finance Adviser (10 Sep 2007 to 31 Oct 2007)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (19 Oct 2005 to 31 Mar 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (29 Jan 2004 to 20 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.