Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nilesh Bipin Desai

  IRN NBD01014

  • CF1 Director (AR) (3 Jun 2025 to 3 Jun 2025)
  • CF30 Customer (7 Jun 2023 to 3 Jun 2025)
• Nina Pfifer

  IRN NXP01875

  • CF30 Customer (22 Mar 2017 to 14 Feb 2019)
  • CF1 Director (AR) (22 Mar 2017 to 14 Feb 2019)
• Norman MacGregor Watt Anderson

  IRN NMA01015

  • CF10a CASS Oversight function (6 Nov 2018 to 30 Nov 2018)
  • CF1 Director (AR) (24 Apr 2018 to 30 Nov 2018)
• Oat Capital UK Services LTD

  IRN OXL00058

  • CF4 Partner (AR) (23 Aug 2023 to 31 Oct 2024)
• Octave Paul Henri Oppetit

  IRN OPO01001

  • CF30 Customer (22 Mar 2017 to 5 Oct 2017)
  • CF1 Director (AR) (22 Mar 2017 to 5 Oct 2017)
• Olaf Nordmeyer

  IRN OXN01029

  • CF30 Customer (18 Nov 2023 to 16 Mar 2025)
  • CF1 Director (AR) (18 Nov 2023 to 16 Mar 2025)
• Oleg Vaksman

  IRN OXV07863

  • CF2 Non Executive Director (AR) (1 Nov 2018 to 1 Nov 2022)
• Oliver Glyn Thomas

  IRN OGT01006

  • CF1 Director (AR) (26 Jun 2015 to 15 Apr 2021)
  • CF30 Customer (26 Jun 2015 to 15 Apr 2021)
• Oliver Riley

  IRN OJR01014

  • CF30 Customer (14 Nov 2023 to 8 Jul 2024)
• Oliver Stephen Harris

  IRN OSH01006

  • CF1 Director (AR) (14 Nov 2022 to 30 Jun 2023)
  • CF3 Chief Executive (AR) (28 Dec 2016 to 31 Jul 2024)
  • CF30 Customer (28 Dec 2016 to 31 Jul 2024)

• Artha Partners Ltd (no longer appointed)

  FRN 799544 · Appointed 25 Jan 2018 · Until 24 May 2023

• Coinshares (UK) Limited (no longer appointed)

  FRN 798696 · Appointed 16 Jan 2018 · Until 29 Oct 2019 · Tied agent

• Everock Assets Limited (no longer appointed)

  FRN 797310 · Appointed 27 Dec 2017 · Until 11 Feb 2019

• QBERA CAPITAL LLP (no longer appointed)

  FRN 797009 · Appointed 21 Dec 2017 · Until 3 Aug 2018

• Top Capital Corporation Limited (no longer appointed)

  FRN 796510 · Appointed 14 Dec 2017 · Until 29 Nov 2019 · Tied agent

• Outlier Ventures Operations Ltd (no longer appointed)

  FRN 795526 · Appointed 1 Dec 2017 · Until 29 Apr 2020 · Tied agent

• ATOMINVEST LIMITED (no longer appointed)

  FRN 794040 · Appointed 14 Nov 2017 · Until 27 Mar 2018

• Infinito Positivo Ltd (no longer appointed)

  FRN 793733 · Appointed 9 Nov 2017 · Until 19 Dec 2018

• IMPACT HEALTH PARTNERS LLP (no longer appointed)

  FRN 793558 · Appointed 7 Nov 2017 · Until 14 Mar 2019

• Yan Capital Limited (no longer appointed)

  FRN 793318 · Appointed 3 Nov 2017 · Until 1 Dec 2017

No changes recorded yet.