Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Nilesh Bipin Desai
IRN NBD01014
- CF1 Director (AR) (3 Jun 2025 to 3 Jun 2025)
- CF30 Customer (7 Jun 2023 to 3 Jun 2025)
Nina Pfifer
IRN NXP01875
- CF30 Customer (22 Mar 2017 to 14 Feb 2019)
- CF1 Director (AR) (22 Mar 2017 to 14 Feb 2019)
Norman MacGregor Watt Anderson
IRN NMA01015
- CF10a CASS Oversight function (6 Nov 2018 to 30 Nov 2018)
- CF1 Director (AR) (24 Apr 2018 to 30 Nov 2018)
Oat Capital UK Services LTD
IRN OXL00058
- CF4 Partner (AR) (23 Aug 2023 to 31 Oct 2024)
Octave Paul Henri Oppetit
IRN OPO01001
- CF30 Customer (22 Mar 2017 to 5 Oct 2017)
- CF1 Director (AR) (22 Mar 2017 to 5 Oct 2017)
Olaf Nordmeyer
IRN OXN01029
- CF30 Customer (18 Nov 2023 to 16 Mar 2025)
- CF1 Director (AR) (18 Nov 2023 to 16 Mar 2025)
Oleg Vaksman
IRN OXV07863
- CF2 Non Executive Director (AR) (1 Nov 2018 to 1 Nov 2022)
Oliver Glyn Thomas
IRN OGT01006
- CF1 Director (AR) (26 Jun 2015 to 15 Apr 2021)
- CF30 Customer (26 Jun 2015 to 15 Apr 2021)
Oliver Riley
IRN OJR01014
- CF30 Customer (14 Nov 2023 to 8 Jul 2024)
Oliver Stephen Harris
IRN OSH01006
- CF1 Director (AR) (14 Nov 2022 to 30 Jun 2023)
- CF3 Chief Executive (AR) (28 Dec 2016 to 31 Jul 2024)
- CF30 Customer (28 Dec 2016 to 31 Jul 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

TwinFocus, Ltd (no longer appointed)
FRN 813573 · Appointed 11 Jul 2018 · Until 6 Apr 2020 · Tied agent
Whitman Capital Management Limited (no longer appointed)
FRN 812162 · Appointed 22 Jun 2018 · Until 13 Aug 2020 · Tied agent
Quintessentially Ventures Limited (no longer appointed)
FRN 617109 · Appointed 5 Jun 2018 · Until 7 May 2020
Buttermere Capital Limited (no longer appointed)
FRN 810521 · Appointed 4 Jun 2018 · Until 8 Aug 2019 · Tied agent
Assembly Capital Partners Limited (no longer appointed)
FRN 810365 · Appointed 31 May 2018 · Until 19 Dec 2025
Corestate Capital Partners (UK) Limited (no longer appointed)
FRN 810231 · Appointed 29 May 2018 · Until 28 Apr 2022
Corestrat Capital Limited (no longer appointed)
FRN 809730 · Appointed 22 May 2018 · Until 28 Jan 2019
Lydus Partners & Co. Ltd (no longer appointed)
FRN 809345 · Appointed 17 May 2018 · Until 8 Jun 2020 · Tied agent
MOD CAPITAL UK LIMITED (no longer appointed)
FRN 808330 · Appointed 4 May 2018 · Until 22 Jun 2020
Lio Capital Management Ltd (no longer appointed)
FRN 806720 · Appointed 17 Apr 2018 · Until 13 May 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.