Sapeno Partners LLP

Date authorised
10 October 2014
Companies House
OC388955
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6 Derby Street
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +447951588928
    Web
    https://www.sapeno.com

  • Complaints Contact

    6 Derby Street
    London
    W1J 7AD
    UNITED KINGDOM
    Phone
    +447951588928

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Polly Victoria Sargent

    IRN PVE01001

    • CF1 Director (AR) (18 Jul 2022 to 27 Feb 2023)
    • CF3 Chief Executive (AR) (18 Jul 2022 to 27 Feb 2023)
    • CF30 Customer (18 Jul 2022 to 27 Feb 2023)
  • Richard Malpas

    IRN RXM01405

    • [FCA CF] Client dealing (since 20 Aug 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (10 Oct 2014 to 8 Dec 2019)
    • CF3 Chief Executive (10 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Oct 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Oct 2014 to 8 Dec 2019)
    • CF4 Partner (10 Oct 2014 to 8 Dec 2019)
  • Rishi Prakash Mistry

    IRN RXM11174

    • CF30 Customer (8 Feb 2019 to 30 Apr 2020)
  • Robert Albert Schultz

    IRN RXS00799

    • CF1 Director (AR) (3 Jan 2023 to 8 Jan 2025)
  • Roberto Accornero

    IRN RXA01743

    • CF30 Customer (17 May 2019 to 2 Sep 2019)
    • CF1 Director (AR) (17 May 2019 to 23 May 2019)
  • Roberto Pasquale Verrillo

    IRN RPV01002

    • CF30 Customer (2 Feb 2022 to 13 May 2025)
    • CF1 Director (AR) (2 Feb 2022 to 13 May 2025)
  • Robin Maxwell John Bowie

    IRN RMB01107

    • CF1 Director (AR) (18 Nov 2022 to 8 Jan 2025)
    • CF30 Customer (18 Nov 2022 to 8 Jan 2025)
  • Roderick Andrew Johnston Hills

    IRN RAH01173

    • CF1 Director (AR) (4 Feb 2021 to 10 Jan 2023)
    • CF3 Chief Executive (AR) (4 Feb 2021 to 10 Jan 2023)
    • CF30 Customer (15 Aug 2019 to 10 Jan 2023)
  • Roger Caedmon Mortimer

    IRN RXM01683

    • CF3 Chief Executive (AR) (8 Sep 2016 to 21 Apr 2017)
    • CF1 Director (AR) (8 Sep 2016 to 21 Apr 2017)
    • CF30 Customer (8 Sep 2016 to 21 Apr 2017)
  • Sabrina Malpas

    IRN SXM02263

    • CF2 Non Executive Director (AR) (since 22 May 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.