Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connexion Capital LLP
FRN 480006
- CF1 Director (AR) (since 8 Feb 2023)
- CF3 Chief Executive (AR) (since 8 Feb 2023)
- CF30 Customer (since 8 Feb 2023)
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Diversifying Strategies Limited
FRN 942886
- (1)Employed By (since 8 Feb 2023)
- (1)Employed By (4 Feb 2021 to 10 Jan 2023)
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- CF1 Director (AR) (4 Feb 2021 to 10 Jan 2023)
- CF3 Chief Executive (AR) (4 Feb 2021 to 10 Jan 2023)
- CF30 Customer (15 Aug 2019 to 10 Jan 2023)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2009)
- CF1 Director (19 Jun 2007 to 31 Dec 2008)
- CF22 Investment Adviser (Trainee) (19 Jun 2007 to 31 Oct 2007)
- CF21 Investment Adviser (28 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.