Santander UK Plc

• Principal Place of Business

  2 Triton Square

  Regent's Place

  London

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4403309123123

  Web

  https://www.santander.co.uk

• Complaints Contact

  Santander Sapien 33

  Sunderland

  SR43 4GD

  UNITED KINGDOM

  Phone

  +448001712171

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Non standard limitation: Passport BCD

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Non standard limitation: Passport BCD

• Andrew Booth

  IRN AXB02658

  • [PRA CF] Managing a material risk taker (since 13 May 2024)
  • [FCA CF] Significant management (since 12 Dec 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2023)
  • [FCA CF] Manager of certification employee (since 12 Dec 2023)
  • [FCA CF] Material risk taker (since 12 Dec 2023)
• Andrew Briggs

  IRN AXB35641

  • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2018)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2018)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
• Andrew Butler

  IRN AXB02187

  • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
  • CF21 Investment Adviser (13 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 13 Sep 2007)
• Andrew Cameron

  IRN AXC02418

  • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2024)
  • [FCA CF] Material risk taker (since 8 Nov 2024)
  • [FCA CF] Significant management (since 8 Nov 2024)
• Andrew Charles Mulcahy

  IRN AXM01760

  • CF30 Customer (1 Nov 2007 to 3 Mar 2008)
  • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
• Andrew Charles Turner

  IRN ACT01048

  • CF10 Compliance Oversight (6 Oct 2003 to 30 Jun 2005)
• Andrew Clayton

  IRN AXC35647

  • [FCA CF] Material risk taker (since 2 Mar 2018)
  • [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2018)
  • [FCA CF] Significant management (since 2 Mar 2018)
  • [FCA CF] Manager of certification employee (2 Mar 2018 to 9 Feb 2020)
• Andrew Clive Parker

  IRN ACP01056

  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF21 Investment Adviser (30 Aug 2002 to 31 Oct 2007)
  • CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)
• Andrew Cooper

  IRN AXC83246

  • [FCA CF] Manager of certification employee (since 9 Oct 2023)
  • [FCA CF] Functions requiring qualifications (12 Jun 2018 to 9 Oct 2023)
• Andrew Cormack

  IRN AXC01428

  • [FCA CF] Significant management (15 Mar 2021 to 6 Dec 2021)
  • [FCA CF] Proprietary trader (20 Feb 2018 to 17 Dec 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Dec 2021)
  • [FCA CF] Material risk taker (7 Mar 2016 to 6 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 6 Dec 2021)
  • [FCA CF] Client dealing (7 Mar 2016 to 21 Jan 2020)

• Safeway Stores Plc (no longer appointed)

  FRN 201854 · Appointed 31 Mar 2000 · Until 1 Sep 2005

No changes recorded yet.