Andrew Butler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leslie James Mortgages Limited

    FRN 776769

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 24 Apr 2024)
    • SMF16 Compliance Oversight (since 24 Apr 2024)
    • Responsibility for MCD Intermediation (since 24 Apr 2024)
    • SMF3 Executive Director (since 28 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • CF21 Investment Adviser (13 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 13 Sep 2007)

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Updates to this individual's record on the FCA register.

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