Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Alexander Dickson

    IRN JAD01113

    • CF27 Investment Management (1 Dec 2001 to 1 Jul 2002)
  • John Charles Ashley Browning

    IRN JCB00096

    • CF21 Investment Adviser (28 Jan 2002 to 30 Aug 2002)
  • John Christopher Bearman

    IRN JCB01100

    • CF30 Customer (27 Jun 2008 to 18 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
    • CF1 Director (7 Mar 2007 to 18 Nov 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
  • John Gerald Anthony McCue

    IRN JGM00043

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • John Gibson

    IRN JXG00057

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • John Graham Allatt

    IRN JGA01025

    • CF14 Risk Assessment (1 Dec 2001 to 17 Feb 2004)
  • John Hammersley

    IRN JXH02962

    • SMF16 Compliance Oversight (since 31 Jan 2024)
    • [FCA CF] Manager of certification employee (17 Nov 2023 to 31 Jan 2024)
    • [FCA CF] Significant management (11 Oct 2023 to 31 Jan 2024)
  • John Kelly

    IRN JXK00018

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • John Martin Mulligan

    IRN JMM01178

    • CF21 Investment Adviser (17 Aug 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 17 Aug 2002)
  • John Michael Barber

    IRN JMB00133

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.