Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Alexander Dickson
IRN JAD01113
- CF27 Investment Management (1 Dec 2001 to 1 Jul 2002)
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John Charles Ashley Browning
IRN JCB00096
- CF21 Investment Adviser (28 Jan 2002 to 30 Aug 2002)
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John Christopher Bearman
IRN JCB01100
- CF30 Customer (27 Jun 2008 to 18 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 27 Jun 2008)
- CF1 Director (7 Mar 2007 to 18 Nov 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Jan 2007 to 31 Oct 2007)
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John Gerald Anthony McCue
IRN JGM00043
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
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John Gibson
IRN JXG00057
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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John Graham Allatt
IRN JGA01025
- CF14 Risk Assessment (1 Dec 2001 to 17 Feb 2004)
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John Hammersley
IRN JXH02962
- SMF16 Compliance Oversight (since 31 Jan 2024)
- [FCA CF] Manager of certification employee (17 Nov 2023 to 31 Jan 2024)
- [FCA CF] Significant management (11 Oct 2023 to 31 Jan 2024)
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John Kelly
IRN JXK00018
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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John Martin Mulligan
IRN JMM01178
- CF21 Investment Adviser (17 Aug 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 17 Aug 2002)
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John Michael Barber
IRN JMB00133
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.