Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jasmine Laurel Tonge

    IRN JLT00026

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Jason Craig Reevell

    IRN JCR01092

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • Jaspal Singh Bhohi

    IRN JSB00024

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jaswant Singh Aujla

    IRN JSA00011

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Javier Maldonado Trinchant

    IRN JXM02393

    • CF2 Non Executive Director (5 Mar 2007 to 1 Nov 2007)
    • CF3 Chief Executive (2 Mar 2006 to 6 Oct 2006)
    • CF8 Apportionment and Oversight (2 Mar 2006 to 1 Jan 2007)
    • CF1 Director (2 Mar 2006 to 5 Mar 2007)
  • Javier Marin Romano

    IRN JXM02920

    • CF2 Non Executive Director (1 Jul 2011 to 5 Jun 2013)
  • Javier San Felix

    IRN FJS01048

    • CF2 Non Executive Director (23 Sep 2015 to 1 Jan 2019)
  • Jayne Jones

    IRN JXG00012

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jayne McKenzie-Brown

    IRN JXM00057

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jean Cowan

    IRN JXC00277

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.