Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 18 Jun 2024)
- [FCA CF] Manager of certification employee (1 Jul 2018 to 7 Jun 2024)
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- [FCA CF] Manager of certification employee (11 Jun 2016 to 1 Jul 2018)
- CF30 Customer (24 Jan 2013 to 31 Dec 2014)
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- CF30 Customer (8 Jun 2009 to 29 Jun 2012)
- CF21 Investment Adviser (10 Apr 2003 to 24 Feb 2006)
- CF22 Investment Adviser (Trainee) (28 Sep 2002 to 10 Apr 2003)
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- CF30 Customer (13 Nov 2008 to 15 May 2009)
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- CF22 Investment Adviser (Trainee) (5 May 2006 to 18 Dec 2006)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.