Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean Gaskell

    IRN JEG00019

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jeanette Cannell

    IRN JXC01625

    • CF22 Investment Adviser (Trainee) (23 May 2002 to 10 Jun 2002)
  • Jeanette Church

    IRN JXC00356

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jeanette Conroy

    IRN JXC00060

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jeanette Helen Cooper

    IRN JHC00025

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jeanette Wilson

    IRN JXW00028

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
  • Jeanne-Louise Robertson

    IRN JLR00007

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jeff Ross van Boerum

    IRN JRV01014

    • CF22 Investment Adviser (Trainee) (25 Mar 2002 to 10 Jul 2002)
  • Jeffrey Conrad Scott

    IRN JCS01214

    • CF1 Director (14 Oct 2008 to 27 May 2014)
    • CF3 Chief Executive (14 Oct 2008 to 27 May 2014)
  • Jeffrey James Spence

    IRN JJS01147

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2020)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Dec 2020)
    • CF1 Director (21 Apr 2017 to 31 Oct 2019)
    • CF10a CASS Oversight function (6 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.