Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Frederick Johnson
IRN DFJ00005
- CF22 Investment Adviser (Trainee) (30 May 2002 to 30 Aug 2002)
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David George Green
IRN DGG00010
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David Gordon Wallace
IRN DGW01041
- CF8 Apportionment and Oversight (2 Sep 2004 to 30 Jun 2005)
- CF1 Director (2 Sep 2004 to 30 Jun 2005)
- CF3 Chief Executive (2 Sep 2004 to 30 Jun 2005)
- CF20 Significant Mgt (Settlements) (6 Jun 2002 to 26 Feb 2003)
- CF13 Finance (1 Dec 2001 to 1 Aug 2002)
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David Haycocks
IRN DXH00211
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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David James
IRN DXJ00063
- CF21 Investment Adviser (24 Jan 2002 to 7 Jun 2002)
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David James Fenwick
IRN DJF01128
- CF21 Investment Adviser (6 Jun 2002 to 30 Aug 2002)
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David Jeffrey Churchill
IRN DJC01276
- CF22 Investment Adviser (Trainee) (28 May 2002 to 30 Aug 2002)
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David John Bunting
IRN DJB01330
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 18 Feb 2002)
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David Kevin Bagshaw
IRN DKB00035
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
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David Layhe
IRN DJL01266
- SMF16 Compliance Oversight (9 Dec 2019 to 25 Nov 2022)
- CF10 Compliance Oversight (17 Oct 2019 to 8 Dec 2019)
- CF10a CASS Oversight function (22 Sep 2014 to 6 Feb 2017)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.