Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Frederick Johnson

    IRN DFJ00005

    • CF22 Investment Adviser (Trainee) (30 May 2002 to 30 Aug 2002)
  • David George Green

    IRN DGG00010

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • David Gordon Wallace

    IRN DGW01041

    • CF8 Apportionment and Oversight (2 Sep 2004 to 30 Jun 2005)
    • CF1 Director (2 Sep 2004 to 30 Jun 2005)
    • CF3 Chief Executive (2 Sep 2004 to 30 Jun 2005)
    • CF20 Significant Mgt (Settlements) (6 Jun 2002 to 26 Feb 2003)
    • CF13 Finance (1 Dec 2001 to 1 Aug 2002)
  • David Haycocks

    IRN DXH00211

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • David James

    IRN DXJ00063

    • CF21 Investment Adviser (24 Jan 2002 to 7 Jun 2002)
  • David James Fenwick

    IRN DJF01128

    • CF21 Investment Adviser (6 Jun 2002 to 30 Aug 2002)
  • David Jeffrey Churchill

    IRN DJC01276

    • CF22 Investment Adviser (Trainee) (28 May 2002 to 30 Aug 2002)
  • David John Bunting

    IRN DJB01330

    • CF22 Investment Adviser (Trainee) (29 Jan 2002 to 18 Feb 2002)
  • David Kevin Bagshaw

    IRN DKB00035

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • David Layhe

    IRN DJL01266

    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Nov 2022)
    • CF10 Compliance Oversight (17 Oct 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (22 Sep 2014 to 6 Feb 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.