David James Fenwick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 14 Nov 2025)
LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119272
- [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2025)
- CF30 Customer (29 Oct 2016 to 8 Dec 2019)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (20 Apr 2010 to 22 Sep 2016)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (21 Jun 2002 to 30 Sep 2003)
- CF22 Investment Adviser (Trainee) (21 Jun 2002 to 21 Jun 2002)
Santander ISA Managers Limited (no longer approved here)
FRN 171448
- CF21 Investment Adviser (6 Jun 2002 to 30 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.