Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Steven Charles Robertson
IRN SCR00021
- CF21 Investment Adviser (9 Jan 2002 to 30 Aug 2002)
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Steven Colin Howell
IRN SCH00051
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Steven Crothers
IRN SXC00062
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Steven Scott Mallinson
IRN SSM01017
- CF26 Customer Trading (1 Dec 2001 to 1 Dec 2004)
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Steven Szu Yuan Oon
IRN SSO01003
- CF14 Risk Assessment (26 Nov 2004 to 27 Nov 2006)
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Stewart Livingston
IRN SFL01013
- Director of firm who is not a certification employee or a SMF manager (since 21 Feb 2022)
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Stuart Al McKelly Emil James
IRN SAJ00014
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
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Stuart Charles Burgess
IRN SCB00018
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Stuart David Emonson
IRN SDE00008
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Stuart Gerard Bailey
IRN SGB01069
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 30 Aug 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.