Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Craske

    IRN PXC00216

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Paul Daniel Buck

    IRN PDB00045

    • CF21 Investment Adviser (17 Jan 2002 to 30 Aug 2002)
  • Paul David O'Mahony

    IRN PDO00007

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Paul Gammon

    IRN PXG01267

    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Aug 2002)
  • Paul Graham

    IRN PXG00089

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Oct 2002)
  • Paul James Grogan

    IRN PXG00130

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
  • Paul James Rowe

    IRN PJR00071

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Paul Jenkins

    IRN PXJ01228

    • CF11 Money Laundering Reporting (1 Jul 2005 to 1 Feb 2007)
    • CF14 Risk Assessment (20 Apr 2005 to 1 Feb 2007)
  • Paul Mark Jowett

    IRN PMJ01030

    • CF22 Investment Adviser (Trainee) (13 Mar 2002 to 30 Aug 2002)
  • Paul Michael Foster Attwell

    IRN PXA01170

    • CF22 Investment Adviser (Trainee) (30 Jul 2002 to 30 Aug 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.