Paul James Rowe

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Options Financial Planning Limited

    FRN 955792

    • (1)Employed By (since 7 Mar 2024)
    • (2)Employed By (22 Nov 2021 to 7 Mar 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 26 Feb 2024)
    • CF1 Director (AR) (since 27 Dec 2023)
    • CF30 Customer (since 27 Dec 2023)
  • Pro Start Pensions Limited

    FRN 1007731

    • (1)Employed By (since 27 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (22 Nov 2021 to 7 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (22 Nov 2021 to 7 Mar 2024)
    • CF30 Customer (22 Nov 2021 to 7 Mar 2024)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 May 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 May 2021)
    • CF30 Customer (29 May 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Options Financial Planning Limited

  2. controlled function added: (2)Employed By at Options Financial Planning Limited

  3. controlled function added: (1)Employed By at Options Financial Planning Limited