Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Sep 2025)
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- [FCA CF] Functions requiring qualifications (3 Sep 2021 to 25 Aug 2025)
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- Appointed representative dealing with clients for which they require qualification (25 Nov 2020 to 30 Jul 2021)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 3 Nov 2020)
- CF21 Investment Adviser (17 Mar 2003 to 6 Jul 2004)
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 17 Mar 2003)
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- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.