Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Marcelo Passaglia Paracchini

  IRN MXP01682

  • CF30 Customer (1 Nov 2007 to 13 Jan 2008)
  • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
• Marcelo Scenna

  IRN MRS01176

  • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2021)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2018)
  • [FCA CF] Significant management (7 Mar 2016 to 16 Jul 2020)
• Marco Bressan

  IRN MXB01477

  • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
• Marco Elio Pelizzoli

  IRN MEP01040

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2019)
  • [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
  • [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
  • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
  • CF30 Customer (13 Nov 2009 to 6 Mar 2016)
• Marco Kumar Mukherjee

  IRN MKM01067

  • CF11 Money Laundering Reporting (12 Apr 2016 to 14 Nov 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Apr 2016 to 22 Dec 2020)
• Marcos Chazan

  IRN MXC02579

  • [FCA CF] Client dealing (7 Mar 2016 to 16 Dec 2018)
  • CF30 Customer (8 Aug 2013 to 6 Mar 2016)
• Marcus Eastwell

  IRN MXE01090

  • CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2003)
• Marcus Leonard Hendrik Walenbergh

  IRN MLW01033

  • CF30 Customer (10 May 2013 to 9 Jun 2014)
• Marcus Ludwig

  IRN MXL35620

  • [FCA CF] Significant management (7 Mar 2016 to 8 Jul 2020)
• Maria Asuncion Gonzalez Muriel

  IRN MXG35670

  • [FCA CF] Client dealing (13 Jul 2017 to 27 Jun 2018)

No changes recorded yet.