Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2021)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2021)
- [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2018)
- [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2021)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 31 Dec 2021)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2018)
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- [FCA CF] Significant management (7 Mar 2016 to 16 Jul 2020)
- [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2021)
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- CF28 Systems and controls (1 Nov 2007 to 11 May 2009)
- CF14 Risk Assessment (17 Dec 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.