Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2019)
- [FCA CF] Proprietary trader (7 Mar 2016 to 18 Dec 2018)
- [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2019)
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- [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2019)
- [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2019)
- CF30 Customer (1 Dec 2010 to 6 Mar 2016)
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- [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2019)
- [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
- CF30 Customer (13 Nov 2009 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 19 Aug 2009)
- CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 19 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.