Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2019)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 18 Dec 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2019)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2019)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2019)
    • CF30 Customer (1 Dec 2010 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Algorithmic trading (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 12 Feb 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 12 Feb 2019)
    • CF30 Customer (13 Nov 2009 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 19 Aug 2009)
    • CF21 Investment Adviser (7 Sep 2005 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.