Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Hemal Popat

  IRN HXP01137

  • CF30 Customer (1 Nov 2007 to 16 Nov 2008)
  • CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
• Henry Bright

  IRN HJB01068

  • [FCA CF] Significant management (14 Feb 2019 to 3 Feb 2020)
  • [FCA CF] Client dealing (14 Feb 2019 to 3 Feb 2020)
  • [FCA CF] Manager of certification employee (14 Feb 2019 to 3 Feb 2020)
  • SMF18 Other Overall Responsibility (7 Mar 2016 to 4 Dec 2018)
  • CF30 Customer (22 Oct 2014 to 6 Mar 2016)
  • CF29 Significant management (15 Dec 2011 to 6 Mar 2016)
• Hernan Diego Santolalla Klajner

  IRN HDS01040

  • CF29 Significant management (27 Nov 2014 to 6 Mar 2016)
• Hiren Thakrar

  IRN HKT01004

  • [FCA CF] Client dealing (7 Mar 2016 to 17 Feb 2019)
  • CF30 Customer (14 Sep 2012 to 6 Mar 2016)
• Hoa Nguyen Quynh

  IRN HXN01149

  • [FCA CF] Client dealing (4 Jul 2018 to 11 Nov 2019)
• Howard Buckley

  IRN HXB01153

  • [FCA CF] Client dealing (2 Mar 2017 to 23 Feb 2018)
  • [FCA CF] Proprietary trader (2 Mar 2017 to 23 Feb 2018)
• Hugh Martin O'Kane

  IRN HMO01003

  • [FCA CF] Client dealing (7 Mar 2016 to 4 Feb 2019)
  • CF30 Customer (16 Mar 2012 to 6 Mar 2016)
• INIGO MIJANGOS BLANCO

  IRN IXM01447

  • CF30 Customer (31 May 2011 to 6 Mar 2016)
• IRMA RODRIGUEZ LOPEZ

  IRN IXR01240

  • [FCA CF] Client dealing (7 Mar 2016 to 10 Dec 2018)
  • CF30 Customer (27 Jan 2015 to 6 Mar 2016)
• ISIDRO JOSE ARRIETA INSAUSTI

  IRN IJI01005

  • CF30 Customer (31 Aug 2011 to 4 Mar 2014)

No changes recorded yet.