Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mercer Limited
FRN 121935
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (16 Feb 2009 to 31 Dec 2014)
- CF21 Investment Adviser (30 Jul 2005 to 10 Apr 2007)
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- CF30 Customer (1 Nov 2007 to 16 Nov 2008)
- CF21 Investment Adviser (20 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.