Sandbar Asset Management LLP

• Principal Place of Business

  Citibase

  Audley House

  13 Palace Street

  London

  Westminster

  SW1E 5HX

  UNITED KINGDOM

  Phone

  +442081757609

  Web

  https://www.sandbaram.com

• Complaints Contact

  Citibase

  Audley House

  13 Palace Street

  London

  Westminster

  SW1E 5HX

  UNITED KINGDOM

  Phone

  +442081757609

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dent Goodman

  IRN DXG00648

  • [FCA CF] Client dealing (4 Aug 2025 to 9 Dec 2025)
• Desmond Patrick Denning

  IRN DPD01058

  • SMF16 Compliance Oversight (14 Dec 2021 to 18 Oct 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Dec 2021 to 18 Oct 2023)
  • SMF27 Partner (14 Dec 2021 to 18 Oct 2023)
• Dhruv Kaul

  IRN DXK00284

  • [FCA CF] Client dealing (23 Dec 2022 to 21 Mar 2023)
• Gemma Magee

  IRN GXM01484

  • CF11 Money Laundering Reporting (1 Jun 2018 to 27 Jun 2018)
  • CF10 Compliance Oversight (1 Jun 2018 to 27 Jun 2018)
• Jackson Read

  IRN JJR01103

  • [FCA CF] Client dealing (2 Jul 2020 to 21 Dec 2022)
• James Orme-Smith

  IRN JDO01017

  • SMF16 Compliance Oversight (4 Jan 2024 to 31 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Jan 2024 to 31 Jan 2024)
  • [FCA CF] Material risk taker (1 Apr 2022 to 31 Jan 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (26 Sep 2018 to 8 Dec 2019)
  • CF3 Chief Executive (26 Sep 2018 to 8 Dec 2019)
  • CF4 Partner (26 Sep 2018 to 8 Dec 2019)
• Levi Bellaiche

  IRN LXB00822

  • [FCA CF] Client dealing (since 4 Aug 2025)
• Luke Robert Macdonald

  IRN RLM01102

  • CF4 Partner (1 Jun 2018 to 1 Feb 2019)
• Lukhbir Singh Dhariwal

  IRN LXD00125

  • [FCA CF] Material risk taker (20 Jun 2023 to 14 Nov 2023)
• Maxim Streltses

  IRN MXS02525

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
  • CF4 Partner (18 Feb 2019 to 8 Dec 2019)
  • CF30 Customer (18 Feb 2019 to 8 Dec 2019)

No changes recorded yet.