Sandbar Asset Management LLP

• Principal Place of Business

  Citibase

  Audley House

  13 Palace Street

  London

  Westminster

  SW1E 5HX

  UNITED KINGDOM

  Phone

  +442081757609

  Web

  https://www.sandbaram.com

• Complaints Contact

  Citibase

  Audley House

  13 Palace Street

  London

  Westminster

  SW1E 5HX

  UNITED KINGDOM

  Phone

  +442081757609

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Micha Marc Meinertz

  IRN MMM01049

  • [FCA CF] Client dealing (15 Aug 2020 to 8 Mar 2023)
• Michael John Cowley

  IRN MJC01367

  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
  • CF4 Partner (1 Jun 2018 to 8 Dec 2019)
• Nathan Kent Powers

  IRN NXP00122

  • [FCA CF] Client dealing (10 Feb 2020 to 12 Aug 2021)
• Nicholas Peter Kerkmann

  IRN NXK00091

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Mar 2023)
• Nicolas Green

  IRN NXG01329

  • [FCA CF] Material risk taker (1 Apr 2022 to 2 Jun 2025)
  • SMF27 Partner (9 Dec 2019 to 16 May 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2025)
  • CF4 Partner (6 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
• Paul James Davies

  IRN PJD01314

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
  • SMF16 Compliance Oversight (since 23 Jan 2026)
  • SMF27 Partner (since 23 Jan 2026)
  • [FCA CF] Client dealing (since 4 Aug 2025)
  • SMF27 Partner (9 Dec 2019 to 31 Aug 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
  • CF11 Money Laundering Reporting (13 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (26 Jun 2018 to 8 Dec 2019)
  • CF4 Partner (1 Jun 2018 to 8 Dec 2019)
• Robert James Capp

  IRN RJC01362

  • CF4 Partner (1 Jun 2018 to 28 Nov 2018)
• Sean Stewart

  IRN SXS03257

  • [FCA CF] Client dealing (14 Jun 2023 to 6 Aug 2024)
• Sheshan Revantha Subramaniam

  IRN SXS00490

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2022)
• Tajinder Singh Sahota

  IRN TSS01036

  • SMF16 Compliance Oversight (11 Apr 2024 to 1 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Apr 2024 to 1 Sep 2025)
  • [FCA CF] Client dealing (16 Oct 2023 to 29 Aug 2025)

No changes recorded yet.