Paul James Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandbar Asset Management LLP
FRN 801828
- SMF16 Compliance Oversight (since 23 Jan 2026)
- SMF27 Partner (since 23 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2026)
- [FCA CF] Client dealing (since 4 Aug 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
- SMF27 Partner (9 Dec 2019 to 31 Aug 2021)
- CF11 Money Laundering Reporting (13 Jul 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Jul 2018 to 8 Dec 2019)
- CF30 Customer (26 Jun 2018 to 8 Dec 2019)
- CF4 Partner (1 Jun 2018 to 8 Dec 2019)
Haven Cove Capital Management Limited (no longer approved here)
FRN 937821
- [FCA CF] Client dealing (6 Dec 2021 to 1 Jul 2024)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF4 Partner (AR) (9 Feb 2018 to 30 May 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.