Sanctum FI LLP

Date authorised
1 April 2013
Companies House
OC304321
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sanctum FI LLP, 4TH FLOOR
    north west wing
    Tavistock House
    Tavistock Square
    London
    WC1H 9JP
    UNITED KINGDOM
    Phone
    +442031036806
    Web
    https://www.sanctumfi.com

  • Complaints Contact

    Sanctum FI LLP, 4th Floor
    Tavistock House
    Tavistock Square
    North West Wing
    London
    Camden
    WC1H 9JP
    UNITED KINGDOM
    Phone
    +442031036806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Howard Corn

    IRN JHG01047

    • SMF27 Partner (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jul 2003 to 1 Aug 2012)
    • CF4 Partner (28 Jul 2003 to 8 Dec 2019)
    • CF27 Investment Management (28 Jul 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (28 Jul 2003 to 1 Aug 2012)
  • Jonathan Richard Grigg

    IRN JRG01134

    • CF10 Compliance Oversight (9 Aug 2012 to 1 Nov 2017)
    • CF11 Money Laundering Reporting (9 Aug 2012 to 1 Nov 2017)
    • CF30 Customer (1 Nov 2007 to 1 Nov 2017)
    • CF27 Investment Management (24 Nov 2006 to 31 Oct 2007)
  • Kenneth Fergus Garrett

    IRN KFG01012

    • CF30 Customer (23 Jul 2010 to 29 Jun 2012)
  • Michal Galas

    IRN MXG00953

    • [FCA CF] Client dealing (since 30 Mar 2026)
  • Robert Monroe Sams

    IRN RMS01128

    • CF30 Customer (1 Nov 2007 to 20 Jul 2012)
    • CF27 Investment Management (13 Aug 2003 to 31 Oct 2007)
  • Stephen Mellor

    IRN SXM01543

    • CF4 Partner (10 Jul 2014 to 11 Sep 2018)
    • CF30 Customer (15 Apr 2013 to 1 Nov 2017)
  • Vincenzo Inguscio

    IRN VXI01029

    • CF30 Customer (1 Oct 2015 to 29 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.