Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 9 Jan 2023)
    • [FCA CF] Algorithmic trading (9 Jan 2023 to 29 Dec 2023)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (21 Nov 2017 to 8 Dec 2019)
  • Sanctum FI LLP (no longer approved here)

    FRN 224125

    • CF4 Partner (10 Jul 2014 to 11 Sep 2018)
    • CF30 Customer (15 Apr 2013 to 1 Nov 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 8 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 8 Apr 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.