Sanctum FI LLP

• Principal Place of Business

  Sanctum FI LLP, 4TH FLOOR

  north west wing

  Tavistock House

  Tavistock Square

  London

  WC1H 9JP

  UNITED KINGDOM

  Phone

  +442031036806

  Web

  https://www.sanctumfi.com

• Complaints Contact

  Sanctum FI LLP, 4th Floor

  Tavistock House

  Tavistock Square

  North West Wing

  London

  Camden

  WC1H 9JP

  UNITED KINGDOM

  Phone

  +442031036806

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . CZI II - Sanctum Holdings Limited

  IRN XXC01188

  • SMF27 Partner (9 Dec 2019 to 25 Sep 2023)
  • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
• . Sanctum Fixed Income Limited

  IRN XXS01164

  • SMF27 Partner (9 Dec 2019 to 25 Sep 2023)
  • CF4 Partner (1 Mar 2011 to 8 Dec 2019)
• Antony Mayhew

  IRN AJM01252

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 30 Jun 2024)
  • [PRA CF] Key function holder (9 Dec 2019 to 30 Jun 2024)
  • [PRA CF] Managing a material risk taker (9 Dec 2019 to 30 Jun 2024)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Jun 2024)
  • CF11 Money Laundering Reporting (23 Nov 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Nov 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (28 Jul 2003 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (28 Jul 2003 to 31 Oct 2007)
  • CF4 Partner (28 Jul 2003 to 8 Dec 2019)
  • CF3 Chief Executive (28 Jul 2003 to 8 Dec 2019)
• Camilla Amadea Oxtoby Schelpe

  IRN CAS01226

  • [FCA CF] Client dealing (since 30 Mar 2026)
• Daniel Brown

  IRN DXB02715

  • [FCA CF] Client dealing (since 8 Jul 2024)
  • [FCA CF] Proprietary trader (since 30 Jun 2024)
  • [FCA CF] Material risk taker (since 30 Jun 2024)
  • [FCA CF] Manager of certification employee (since 30 Jun 2024)
  • SMF27 Partner (since 3 Oct 2023)
  • [FCA CF] Significant management (since 30 Jun 2022)
• Donal Anthony Moore

  IRN DAM01215

  • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
• Edward Wayne Dovan

  IRN EWD01014

  • CF30 Customer (4 Jun 2012 to 26 Oct 2012)
• Fotios Stamatis

  IRN FXS01563

  • CF30 Customer (1 May 2017 to 20 Oct 2017)
• Ivan Ortiz

  IRN IXO01067

  • CF30 Customer (11 Jun 2012 to 26 Oct 2012)
  • CF4 Partner (11 Jun 2012 to 26 Oct 2012)
• James Edward Garbagnati

  IRN JEG01144

  • CF30 Customer (1 May 2017 to 1 Nov 2017)

No changes recorded yet.