Antony Mayhew

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanctum FI LLP

    FRN 224125

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 30 Jun 2024)
    • [PRA CF] Key function holder (9 Dec 2019 to 30 Jun 2024)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 30 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Jun 2024)
    • CF11 Money Laundering Reporting (23 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (28 Jul 2003 to 31 Oct 2007)
    • CF3 Chief Executive (28 Jul 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (28 Jul 2003 to 31 Oct 2007)
    • CF4 Partner (28 Jul 2003 to 8 Dec 2019)
  • Truestone Impact Investment Management Limited

    FRN 522413

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Jun 2019 to 8 Dec 2019)

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