Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 31 May 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (28 Jul 2003 to 1 Aug 2012)
- CF4 Partner (28 Jul 2003 to 8 Dec 2019)
- CF27 Investment Management (28 Jul 2003 to 31 Oct 2007)
- CF11 Money Laundering Reporting (28 Jul 2003 to 1 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.