Saltus Financial Planning Limited

• Principal Place of Business

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

  Web

  https://www.saltus.co.uk

• Complaints Contact

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Woodhouse

  IRN JXW00908

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Jun 2023)
  • [FCA CF] Client dealing (since 14 Jun 2023)
• Janine Michelle Willis

  IRN JMW01247

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
• Jarrod Matthew Ellis

  IRN JME00034

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
  • [FCA CF] Client dealing (since 6 Oct 2025)
• Jason Edwards

  IRN JXE00051

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jan 2024)
  • SMF16 Compliance Oversight (since 17 Jan 2023)
  • SMF3 Executive Director (since 17 Jan 2023)
• Jeremy Hugh Daniels

  IRN JHD01080

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
• Jonathan Hugo Macintosh

  IRN JHM01042

  • SMF9 Chair of the Governing Body (since 21 Nov 2025)
  • SMF3 Executive Director (since 21 Nov 2025)
  • [FCA CF] Significant management (1 Feb 2024 to 1 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 24 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jan 2024)
  • CF10 Compliance Oversight (29 Nov 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Nov 2016 to 8 Dec 2019)
  • CF1 Director (9 May 2016 to 8 Dec 2019)
• Jonathan Mark Gray

  IRN JMG00053

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 28 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
• Jordan Andrew Batchelar

  IRN JAB01460

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
• Joseph Alexander Singer

  IRN JXS00965

  • [FCA CF] Client dealing (25 Oct 2023 to 8 May 2024)
  • [FCA CF] Functions requiring qualifications (25 Apr 2022 to 8 May 2024)
• Joseph Edward Maguire

  IRN JEM00010

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 21 Feb 2025)
  • [FCA CF] Client dealing (since 1 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)

• Saltus Financial Services Ltd

  FRN 413684 · Appointed 13 May 2016

• Lorica Wellbeing Limited (no longer appointed)

  FRN 911894 · Appointed 1 Aug 2019 · Until 13 Apr 2026

No changes recorded yet.