Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 2 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • Forum Wealth Management Ltd (no longer approved here)

    FRN 227192

    • (13)Employed By (12 Nov 2007 to 10 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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