Saltus Financial Planning Limited

• Principal Place of Business

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

  Web

  https://www.saltus.co.uk

• Complaints Contact

  Saltus Financial Planning

  4500 Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7AZ

  UNITED KINGDOM

  Phone

  +4401489663700

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Ian Buchan

  IRN DIB00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2023)
• David James Norton

  IRN DJN01098

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
• David John MacGregor Sandison

  IRN DJS01268

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2023)
  • CF30 Customer (13 Dec 2018 to 8 Dec 2019)
• David John Parsons

  IRN DJP01218

  • CF30 Customer (13 May 2016 to 3 Jan 2017)
• David Meads

  IRN DVM00002

  • CF30 Customer (23 May 2016 to 15 Jan 2018)
• David Vaughan Williams

  IRN DVW01018

  • [FCA CF] Client dealing (25 Oct 2023 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (2 Feb 2022 to 28 Nov 2025)
• David William Burton

  IRN DWB00023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (AR) (16 Aug 2019 to 10 Apr 2026)
  • CF30 Customer (5 Jul 2019 to 10 Apr 2026)
• Debbie Ramm

  IRN DXR01492

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
• Douglas James Hay

  IRN DXH00703

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 30 May 2023)
  • [FCA CF] Functions requiring qualifications (since 30 May 2023)
• Edwin Gerald Herman

  IRN EXH00019

  • CF30 Customer (3 Jul 2019 to 8 Dec 2019)

• Saltus Financial Services Ltd

  FRN 413684 · Appointed 13 May 2016

• Lorica Wellbeing Limited (no longer appointed)

  FRN 911894 · Appointed 1 Aug 2019 · Until 13 Apr 2026

No changes recorded yet.