Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowes Financial Management Limited
FRN 114650
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
- [FCA CF] Client dealing (since 7 Apr 2026)
- [FCA CF] Client dealing (28 Jul 2023 to 2 Dec 2025)
- [FCA CF] Functions requiring qualifications (28 Jul 2023 to 2 Dec 2025)
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Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
- [FCA CF] Client dealing (since 2 Jun 2025)
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- [FCA CF] Client dealing (1 Oct 2019 to 29 May 2023)
- [FCA CF] Functions requiring qualifications (23 Aug 2019 to 29 May 2023)
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- CF30 Customer (14 Oct 2009 to 31 Mar 2010)
- CF22 Investment Adviser (Trainee) (4 Aug 2006 to 3 Apr 2007)
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- (5)Employed By (4 Aug 2006 to 3 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.