Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2026)
    • [FCA CF] Client dealing (since 7 Apr 2026)
    • [FCA CF] Client dealing (28 Jul 2023 to 2 Dec 2025)
    • [FCA CF] Functions requiring qualifications (28 Jul 2023 to 2 Dec 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 29 May 2023)
    • [FCA CF] Functions requiring qualifications (23 Aug 2019 to 29 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Oct 2009 to 31 Mar 2010)
    • CF22 Investment Adviser (Trainee) (4 Aug 2006 to 3 Apr 2007)
  • Northern Spire Limited (no longer approved here)

    FRN 212906

    • (5)Employed By (4 Aug 2006 to 3 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.