Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Smith

    IRN SXS00893

    • [FCA CF] Significant management (9 Dec 2019 to 17 May 2022)
  • Simon Godfrey

    IRN SXG25781

    • SMF24 Chief Operations (6 Oct 2022 to 6 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
  • Simon Hanson

    IRN SXH00724

    • [FCA CF] Significant management (9 Dec 2019 to 9 Jun 2023)
  • Simon Talbot

    IRN SXT00143

    • SMF18 Other Overall Responsibility (11 Mar 2021 to 6 Apr 2023)
  • Stephen Alan Hazzard

    IRN SAH01218

    • CF1 Director (AR) (9 Feb 2011 to 1 Feb 2018)
  • Stephen David Ashton

    IRN SDA01040

    • CF2 Non Executive Director (7 Aug 2008 to 1 Dec 2008)
    • CF8 Apportionment and Oversight (27 Dec 2007 to 7 Aug 2008)
    • CF1 Director (4 Oct 2007 to 7 Aug 2008)
    • Responsible for Insurance Mediation (4 Oct 2007 to 7 Aug 2008)
  • Stephen Grieve

    IRN SXG00649

    • SMF24 Chief Operations (15 May 2023 to 31 Jan 2025)
  • Stephen John McGuinness

    IRN SXM01092

    • SMF3 Executive Director (19 Jul 2022 to 31 Jan 2024)
  • Stephen Mitchell Kingshott

    IRN SMK01072

    • Responsible for Insurance Distribution (8 Nov 2021 to 12 Feb 2025)
    • SMF1 Chief Executive (8 Nov 2021 to 12 Feb 2025)
  • Stephen Richard Wilcox

    IRN SRW01110

    • SMF16 Compliance Oversight (16 Sep 2022 to 31 May 2024)
    • SMF4 Chief Risk (16 Sep 2022 to 31 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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