Date authorised
1 April 2013
Companies House
00732602
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saga Services
    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111
  • Complaints Contact

    3 Pancras Square
    London
    N1C 4AG
    UNITED KINGDOM
    Phone
    +4401303771111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Teeling

    IRN SXT00392

    • [FCA CF] Significant management (9 Dec 2019 to 24 Mar 2023)
  • Steve Hannam

    IRN SXH00727

    • [FCA CF] Significant management (1 Jun 2020 to 17 May 2022)
  • Stuart Ballantyne

    IRN SXB01182

    • CF1 Director (AR) (6 Apr 2023 to 31 Jan 2024)
  • Stuart Beamish

    IRN SXB02623

    • SMF7 Group Entity Senior Manager (12 Nov 2021 to 16 Dec 2022)
  • Stuart Buckingham

    IRN SXB02203

    • CF29 Significant management (30 Oct 2018 to 28 Jun 2019)
  • Stuart Michael Howard

    IRN SMH00056

    • CF1 Director (AR) (13 Oct 2008 to 27 Feb 2009)
    • CF28 Systems and controls (1 Nov 2007 to 7 Jun 2013)
    • CF14 Risk Assessment (15 Dec 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 15 Jul 2015)
  • Susan Clare Buckle

    IRN SXB01259

    • [FCA CF] Significant management (10 Aug 2023 to 31 Dec 2024)
  • Susan Mary Hooper

    IRN SMH01152

    • CF1 Director (AR) (30 Jul 2009 to 1 Dec 2013)
  • Timothy Bruce Bull

    IRN TBB00001

    • CF1 Director (AR) (9 Feb 2007 to 8 Feb 2008)
    • CF1 Director (14 Jan 2005 to 8 Feb 2008)
  • Toby Richard Hughes

    IRN TRH01041

    • CF29 Significant management (31 Jul 2008 to 16 Sep 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.