Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +4408000721100
  • Complaints Contact

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +4408000721100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rajeev Bobby Marwaha

    IRN RXM09710

    • SMF16 Compliance Oversight (19 Jan 2021 to 11 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Jan 2021 to 11 Oct 2021)
    • SMF4 Chief Risk (26 Apr 2019 to 11 Oct 2021)
  • Richard James Herbert

    IRN RJH01275

    • CF2 Non Executive Director (23 May 2002 to 21 Apr 2009)
  • Richard John Barrett

    IRN RJB00069

    • SMF18 Other Overall Responsibility (3 Jun 2016 to 11 Jan 2017)
  • Richard Little

    IRN RXL01148

    • CF2 Non Executive Director (1 Dec 2001 to 30 Apr 2007)
  • Richard Peter Bolton

    IRN RPB00019

    • CF1 Director (14 Jan 2004 to 28 Jul 2006)
    • CF8 Apportionment and Oversight (14 Jan 2004 to 28 Jul 2006)
    • CF3 Chief Executive (14 Jan 2004 to 28 Jul 2006)
  • Robin Stephen Patrick Litten

    IRN RSL01029

    • SMF11 Chair of the Audit Committee (since 6 May 2022)
  • Roger Howells

    IRN RXH01398

    • CF1 Director (1 Dec 2001 to 27 Feb 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 27 Feb 2004)
  • Rosanna Nahome

    IRN RXN00210

    • [FCA CF] Manager of certification employee (7 Nov 2025 to 1 Feb 2026)
    • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 31 Mar 2026)
  • Roy Sparks

    IRN RXS78362

    • SMF4 Chief Risk (since 22 Apr 2024)
  • Sarah Anne Howe

    IRN SAH01239

    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Dec 2018)
    • SMF3 Executive Director (7 Mar 2016 to 31 Dec 2018)
    • CF1 Director (1 May 2014 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.