Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CROCUS HOME LOANS LIMITED
FRN 305200
- Director of firm who is not a certification employee or a SMF manager (since 5 Apr 2023)
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Saffron Building Society
FRN 100015
- SMF11 Chair of the Audit Committee (since 6 May 2022)
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- [PRA CF] Key function holder (10 Dec 2018 to 18 Apr 2019)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 18 Apr 2019)
- [FCA CF] Material risk taker (10 Dec 2018 to 18 Apr 2019)
- [FCA CF] Significant management (10 Dec 2018 to 18 Apr 2019)
- SMF2 Chief Finance (7 Mar 2016 to 18 Apr 2019)
- CF1 Director (10 Jan 2012 to 6 Mar 2016)
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- CF10 Compliance Oversight (9 Aug 2010 to 9 Feb 2011)
- CF11 Money Laundering Reporting (9 Aug 2010 to 9 Feb 2011)
- CF29 Significant management (2 Oct 2009 to 5 Dec 2011)
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- CF8 Apportionment and Oversight (1 Jan 2009 to 30 Mar 2009)
- Responsible for Insurance Mediation (1 Jan 2009 to 30 Mar 2009)
- CF28 Systems and controls (1 Nov 2007 to 30 Mar 2009)
- CF13 Finance (12 Jan 2005 to 31 Oct 2007)
- CF1 Director (31 Oct 2004 to 30 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.