Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 5 Apr 2023)
    • SMF11 Chair of the Audit Committee (since 6 May 2022)
  • Leeds Building Society (no longer approved here)

    FRN 164992

    • [PRA CF] Key function holder (10 Dec 2018 to 18 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 18 Apr 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 18 Apr 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 18 Apr 2019)
    • SMF2 Chief Finance (7 Mar 2016 to 18 Apr 2019)
    • CF1 Director (10 Jan 2012 to 6 Mar 2016)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF10 Compliance Oversight (9 Aug 2010 to 9 Feb 2011)
    • CF11 Money Laundering Reporting (9 Aug 2010 to 9 Feb 2011)
    • CF29 Significant management (2 Oct 2009 to 5 Dec 2011)
  • ODYSSEY MORTGAGE SERVICES LIMITED (no longer approved here)

    FRN 303216

    • CF8 Apportionment and Oversight (1 Jan 2009 to 30 Mar 2009)
    • Responsible for Insurance Mediation (1 Jan 2009 to 30 Mar 2009)
    • CF28 Systems and controls (1 Nov 2007 to 30 Mar 2009)
    • CF13 Finance (12 Jan 2005 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 30 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.