S and F Investment Advisors Limited

• Principal Place of Business

  Eagle House

  110 Jermyn Street

  London

  SW1Y 6EE

  UNITED KINGDOM

  Phone

  +442034684925

  Web

  https://www.sandfia.com

• Complaints Contact

  Eagle House

  110 Jermyn Street

  London

  SW1Y 6EE

  UNITED KINGDOM

  Phone

  +442034684925

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cameron Bacon

  IRN CXB00492

  • [FCA CF] Client dealing (19 Aug 2021 to 29 Mar 2024)
• John George Demaine

  IRN JGD01024

  • [FCA CF] Client dealing (since 1 Jul 2020)
  • SMF3 Executive Director (since 7 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2020)
  • SMF16 Compliance Oversight (since 7 Jan 2020)
• Stephen David Wingate

  IRN SDW01058

  • [FCA CF] Client dealing (since 19 Dec 2020)
• Stephen Ross McCormick

  IRN SRM01141

  • [FCA CF] Client dealing (since 19 Dec 2020)
• Timothy Grahame Leslie

  IRN TGL01006

  • [FCA CF] Significant management (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • [FCA CF] Material risk taker (since 1 Jul 2020)
  • SMF1 Chief Executive (since 7 Jan 2020)
  • SMF3 Executive Director (since 7 Jan 2020)

No changes recorded yet.