Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S and F Investment Advisors Limited
FRN 912208
- [FCA CF] Client dealing (since 1 Jul 2020)
- [FCA CF] Manager of certification employee (since 1 Jul 2020)
- [FCA CF] Material risk taker (since 1 Jul 2020)
- [FCA CF] Significant management (since 1 Jul 2020)
- SMF1 Chief Executive (since 7 Jan 2020)
- SMF3 Executive Director (since 7 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.