Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • SMF16 Compliance Oversight (since 7 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2020)
    • SMF3 Executive Director (since 7 Jan 2020)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF1 Director (10 Oct 2003 to 1 Nov 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Oct 2003)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF1 Director (1 Dec 2001 to 26 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.