RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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JAMES RENE COUBRO MOSSOP
IRN JRM01318
- CF30 Customer (17 Oct 2014 to 7 Dec 2016)
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James Alex Newsham
IRN JAN01124
- CF30 Customer (1 Jul 2016 to 8 Dec 2019)
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James Cornfield
IRN JXC02295
- CF30 Customer (4 Aug 2009 to 7 Dec 2016)
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James Douglas Hunt
IRN JDH01158
- CF30 Customer (1 Nov 2007 to 3 Nov 2014)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
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James Edward Collins
IRN JXC01833
- CF30 Customer (1 Nov 2007 to 12 Feb 2015)
- CF21 Investment Adviser (26 Mar 2004 to 3 Aug 2005)
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James Edwatd Timothy John
IRN JXE01417
- CF30 Customer (30 Sep 2014 to 7 Dec 2016)
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James Martin Hindley
IRN JMH01378
- CF30 Customer (3 Oct 2014 to 7 Dec 2016)
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James Robert Capper
IRN JRC01272
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
- CF30 Customer (14 Oct 2013 to 8 Dec 2019)
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James Walter Averies
IRN JWA01046
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (9 Aug 2006 to 31 Oct 2007)
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Jamie Clark
IRN JPC01129
- CF21 Investment Adviser (29 Sep 2004 to 1 May 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.