RWE Trading Services Limited

• Principal Place of Business

  Windmill Hill Business Park

  Whitehall Way

  Swindon

  Wiltshire

  SN5 6PB

  UNITED KINGDOM

  Phone

  +441793877777

  Web

  https://www.rwe.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +447769301960

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jason Carl Flannery

  IRN JCF01093

  • CF30 Customer (6 Oct 2014 to 7 Dec 2016)
• Jayesh Sharma

  IRN JDS01221

  • [FCA CF] Client dealing (1 Jun 2020 to 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 31 Dec 2020)
• Joana Margarida Esteves

  IRN JME01100

  • CF30 Customer (6 Jun 2011 to 30 Sep 2018)
• Joanna Mustoe

  IRN JXM01843

  • CF21 Investment Adviser (10 Jun 2002 to 5 Sep 2003)
• Joanne Mary Ragdale

  IRN JMR01094

  • CF30 Customer (1 Nov 2007 to 30 Oct 2013)
  • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)
• Johan Petrus Wingren

  IRN JPW01118

  • CF21 Investment Adviser (13 Oct 2003 to 12 Jul 2004)
• Johannes Schulz

  IRN JXS03150

  • CF11 Money Laundering Reporting (24 Jun 2015 to 31 Mar 2018)
• John Anthony McCaighy

  IRN JAM01222

  • CF10 Compliance Oversight (11 Mar 2002 to 4 Mar 2002)
  • CF11 Money Laundering Reporting (11 Mar 2002 to 4 Mar 2002)
• John Paul Ramsden

  IRN JPR01173

  • CF30 Customer (20 Oct 2015 to 7 Dec 2016)
• John Richard Marquiss

  IRN JRM01275

  • CF30 Customer (5 Aug 2009 to 7 Dec 2016)

No changes recorded yet.