RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Robert Andrew Harris
IRN JRH01143
- CF21 Investment Adviser (1 Feb 2002 to 23 Jan 2003)
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Jonathan Robert Page
IRN JRP01119
- CF21 Investment Adviser (12 Feb 2002 to 3 Oct 2003)
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Jonathon David Stamp
IRN JDS01138
- CF30 Customer (1 Nov 2007 to 15 Jul 2008)
- CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
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Jorrit Jan Hachmer
IRN JJH01180
- CF30 Customer (1 May 2014 to 10 Sep 2015)
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Joseph Michael Kelly
IRN JMK01121
- CF30 Customer (12 Mar 2010 to 7 Dec 2016)
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Julian Charles Patterson
IRN JCP01101
- CF30 Customer (1 Nov 2007 to 3 Nov 2016)
- CF21 Investment Adviser (11 Mar 2005 to 31 Oct 2007)
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Julie Therese Sharp
IRN JTA01009
- CF30 Customer (1 Nov 2007 to 16 Jul 2015)
- CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
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Jungdong Cai
IRN JXC02599
- CF30 Customer (30 May 2013 to 28 Oct 2013)
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Jurgen Dennersmann
IRN JXD01335
- CF1 Director (18 Nov 2002 to 12 Jan 2004)
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Kevin Alan Booth
IRN KAB01138
- CF10 Compliance Oversight (11 Jun 2012 to 31 Jan 2014)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.