Date authorised
1 April 2013
Companies House
03696615
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windmill Hill Business Park
    Whitehall Way
    Swindon
    Wiltshire
    SN5 6PB
    UNITED KINGDOM
    Phone
    +441793877777
  • Complaints Contact

    60 Threadneedle Street
    London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +447769301960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Alger

    IRN KXA01105

    • CF30 Customer (1 Nov 2007 to 15 Aug 2013)
    • CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)
  • Kirsten Marama Wolf

    IRN KMW01038

    • CF21 Investment Adviser (11 Dec 2003 to 1 Mar 2005)
  • Kurt Wipp

    IRN KXW01184

    • CF21 Investment Adviser (9 Jan 2004 to 14 Sep 2004)
  • Lawerence Haar

    IRN LXH01161

    • CF21 Investment Adviser (1 Feb 2002 to 15 Aug 2003)
  • Leanne Theresa Broadbent

    IRN LTB01012

    • CF21 Investment Adviser (1 Feb 2002 to 15 Mar 2005)
  • Lee David Robbins

    IRN LDR01011

    • CF21 Investment Adviser (12 Feb 2002 to 24 Jan 2003)
  • Marc Jon Milligan

    IRN MXM07663

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
    • CF30 Customer (26 Oct 2018 to 8 Dec 2019)
  • Mark Daniel Jones

    IRN MDJ01031

    • CF30 Customer (1 Nov 2007 to 7 Dec 2016)
    • CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
  • Mark Denis Lyons

    IRN MDL01050

    • CF21 Investment Adviser (22 Dec 2003 to 23 Jul 2004)
  • Mark Gibbens

    IRN MXG01340

    • CF30 Customer (1 Nov 2007 to 6 Jun 2013)
    • CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.