RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kevin Alger
IRN KXA01105
- CF30 Customer (1 Nov 2007 to 15 Aug 2013)
- CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)
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Kirsten Marama Wolf
IRN KMW01038
- CF21 Investment Adviser (11 Dec 2003 to 1 Mar 2005)
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Kurt Wipp
IRN KXW01184
- CF21 Investment Adviser (9 Jan 2004 to 14 Sep 2004)
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Lawerence Haar
IRN LXH01161
- CF21 Investment Adviser (1 Feb 2002 to 15 Aug 2003)
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Leanne Theresa Broadbent
IRN LTB01012
- CF21 Investment Adviser (1 Feb 2002 to 15 Mar 2005)
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Lee David Robbins
IRN LDR01011
- CF21 Investment Adviser (12 Feb 2002 to 24 Jan 2003)
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Marc Jon Milligan
IRN MXM07663
- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2020)
- CF30 Customer (26 Oct 2018 to 8 Dec 2019)
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Mark Daniel Jones
IRN MDJ01031
- CF30 Customer (1 Nov 2007 to 7 Dec 2016)
- CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
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Mark Denis Lyons
IRN MDL01050
- CF21 Investment Adviser (22 Dec 2003 to 23 Jul 2004)
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Mark Gibbens
IRN MXG01340
- CF30 Customer (1 Nov 2007 to 6 Jun 2013)
- CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.