Date authorised
1 April 2013
Companies House
03696615
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windmill Hill Business Park
    Whitehall Way
    Swindon
    Wiltshire
    SN5 6PB
    UNITED KINGDOM
    Phone
    +441793877777
  • Complaints Contact

    60 Threadneedle Street
    London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +447769301960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Jonathan Dryden-Brownlee

    IRN MJD01275

    • CF21 Investment Adviser (2 Oct 2003 to 10 May 2007)
  • Mark Richard Stevens

    IRN MRS01150

    • CF21 Investment Adviser (12 Feb 2002 to 7 Jul 2006)
  • Mark Stephen Pearson

    IRN MSP01054

    • CF30 Customer (1 Nov 2007 to 3 Oct 2013)
    • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)
  • Mathew Philip Marshall

    IRN MPM01148

    • CF30 Customer (11 Nov 2014 to 8 Dec 2019)
  • Mathis Ralf Schachschneider

    IRN MRS01286

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (2 May 2018 to 23 Jul 2019)
    • CF10 Compliance Oversight (19 May 2014 to 8 Dec 2019)
  • Mats Hakan Ahl

    IRN MHA01026

    • CF30 Customer (1 Nov 2007 to 3 Oct 2013)
    • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
  • Matthew James Bareham

    IRN MJB01413

    • CF30 Customer (1 Nov 2007 to 7 Dec 2016)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • Matthew James Roberts

    IRN MJR01234

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
  • Matthew Peter Browning

    IRN MPB01080

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • Matthew Robert Hodges

    IRN MRH01225

    • CF30 Customer (23 Sep 2009 to 7 Dec 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.