RWE Trading Services Limited

• Principal Place of Business

  Windmill Hill Business Park

  Whitehall Way

  Swindon

  Wiltshire

  SN5 6PB

  UNITED KINGDOM

  Phone

  +441793877777

  Web

  https://www.rwe.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +447769301960

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Matthew Vincent

  IRN MXV01166

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (1 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
• Michael James George

  IRN MJG01225

  • CF21 Investment Adviser (1 Feb 2002 to 12 Jul 2004)
• Michael John Abbott

  IRN MJA01099

  • CF30 Customer (1 Nov 2007 to 7 Dec 2016)
  • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
• Michael John Ord

  IRN MJO01167

  • CF30 Customer (29 Sep 2014 to 7 Dec 2016)
• Michael Joseph Popkin

  IRN MJP01288

  • CF30 Customer (8 Sep 2009 to 10 Oct 2011)
• Michael Patrick Lowbridge

  IRN MPL01042

  • CF21 Investment Adviser (12 Feb 2002 to 25 Jun 2004)
• Michael Paul Axtell

  IRN MPA01034

  • CF28 Systems and controls (1 Nov 2007 to 20 Apr 2011)
  • CF13 Finance (26 May 2006 to 31 Oct 2007)
  • CF1 Director (26 May 2006 to 20 Apr 2011)
• Michael Richard Thomas

  IRN MRT01053

  • CF30 Customer (1 Nov 2007 to 28 Mar 2014)
  • CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
• Michael Upton

  IRN MXU01014

  • CF10 Compliance Oversight (18 Mar 2002 to 1 Sep 2005)
  • CF11 Money Laundering Reporting (18 Mar 2002 to 1 Sep 2005)
• Mills Andrew

  IRN AXM01522

  • CF30 Customer (1 Nov 2007 to 22 Mar 2011)
  • CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)

No changes recorded yet.