RWE Trading Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Windmill Hill Business ParkWhitehall WaySwindonWiltshireSN5 6PBUNITED KINGDOM- Phone
- +441793877777
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Complaints Contact
60 Threadneedle StreetLondonEC2R 8HPUNITED KINGDOM- Phone
- +447769301960
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mohamed Shabir Suleman
IRN MSS01074
- CF30 Customer (1 Nov 2007 to 7 Dec 2016)
- CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
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Mohammed Sheikh-Kadir
IRN MXS01414
- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- CF21 Investment Adviser (11 Dec 2003 to 31 Oct 2007)
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Nancy Ruth Williams
IRN NRW01048
- CF21 Investment Adviser (12 Feb 2002 to 12 Jul 2004)
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Neil Ashley Rothwell
IRN NAR01024
- CF21 Investment Adviser (15 Jan 2004 to 24 Jun 2004)
- CF1 Director (15 Jan 2004 to 1 Jul 2004)
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Nicholas John Arnold
IRN NXA01122
- CF30 Customer (1 Nov 2007 to 6 Jun 2013)
- CF21 Investment Adviser (27 Oct 2004 to 31 Oct 2007)
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Nicholas Richard Putnam
IRN NRP01038
- CF1 Director (19 Apr 2011 to 30 Jun 2014)
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Nicholas Rigby
IRN NXR01115
- CF21 Investment Adviser (1 Feb 2002 to 21 Mar 2005)
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Nicola Margaret Craig
IRN NMC01044
- CF21 Investment Adviser (29 Dec 2003 to 31 Jul 2005)
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Nikhil Sandeep Venkateswaran
IRN NSV01007
- CF21 Investment Adviser (13 Mar 2002 to 12 Jul 2004)
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Nikolaus Franz Heloiut Leitner
IRN NFL01015
- CF30 Customer (25 Aug 2010 to 1 Apr 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.