Date authorised
1 April 2013
Companies House
03696615
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windmill Hill Business Park
    Whitehall Way
    Swindon
    Wiltshire
    SN5 6PB
    UNITED KINGDOM
    Phone
    +441793877777
  • Complaints Contact

    60 Threadneedle Street
    London
    EC2R 8HP
    UNITED KINGDOM
    Phone
    +447769301960

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Donald Wilson

    IRN ODW01008

    • CF30 Customer (3 Oct 2014 to 1 Feb 2017)
  • Olivia Mary Hartridge

    IRN OMH01005

    • [FCA CF] Client dealing (since 12 Sep 2025)
    • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
  • PETER JOHN DAY

    IRN PJD01287

    • CF30 Customer (15 Oct 2014 to 7 Dec 2016)
  • Paul Beynon

    IRN PXB01649

    • CF30 Customer (1 Nov 2007 to 31 May 2012)
    • CF21 Investment Adviser (29 Mar 2004 to 31 Oct 2007)
  • Paul Coffey

    IRN PXC01453

    • CF21 Investment Adviser (17 May 2002 to 14 Jun 2005)
  • Paul James Farrington

    IRN PJF01115

    • CF21 Investment Adviser (1 Feb 2002 to 7 Jun 2003)
  • Pawel Jan Szczerkowski

    IRN PJS01279

    • CF30 Customer (1 Nov 2007 to 16 Dec 2014)
    • CF21 Investment Adviser (12 Feb 2002 to 31 Oct 2007)
  • Peter James Dougill

    IRN PJD01157

    • CF30 Customer (1 Nov 2007 to 7 Dec 2016)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • Peter James Griffiths

    IRN PJG01142

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF21 Investment Adviser (1 Feb 2002 to 31 Oct 2007)
  • Peter Lant

    IRN PXL01217

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (11 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.